Advisor Advocate - News & Information

Webinar: Simply Better Website Design


How can your website’s design and SEO practices help increase your firm’s visibility? Find out by attending “Simply Better Website Design” on June 18, from 4:15-5:15 p.m. (ET).

Webinar: Building Your Business with MoneyGuidePro™ and Redtail CRM


Discover how MoneyGuidePro™ and Redtail CRM can help you build your business while maintaining current clients at an upcoming webinar on June 13, from 4:15-5:15 p.m. (ET).

Transition Your Clients to Scottrade with Ease


Moving your clients to Scottrade just got easier. Our transition services team will prepare all the necessary paperwork and forms, clearing a path to get you out from behind your desk and in front of clients.

Save Money on Highly-Rated Redtail CRM and Imaging Package


Scottrade® Advisor Services now offers top-rated customer relationship management and imaging services tools at a substantial savings.

Compliance FAQ: Adding a Rep to Your Firm


Are you hiring a new representative? How do you add the representative to your firm? Lexington Compliance helps answer this for you.

Taking Stock in Your Clients


Customer relationship management software can give you more time to spend with current clients and build your business.

Webinar: Use Golf to Grow Your Business


How can you take your favorite pastime and use it to help grow your business? Learn relationship-building skills during this webinar on Tuesday, May 14, from 4:15-5:15 p.m. (ET).

Processing Your Fees at Scottrade


Use our automated fee processing tool to help you get paid faster and customize how your management fees are submitted for processing.

Additional Compliance FAQs for RIAs


Lexington Compliance helps answer your questions about ongoing fees and maintaining your insurance licenses.

Scottrade Wins ‘Best Overall Client Experience’


We were awarded “Best Overall Client Experience” by StockBrokers.com for the second year in a row.


Brokerage Products and Services offered by Scottrade, Inc. – Member FINRA and SIPC.

Online market and limit stock trades are just $7 for stocks priced $1 and above.

Any specific securities, or types of securities, used as examples are for demonstration purposes only. None of the information provided should be considered a recommendation or solicitation to invest in, or liquidate, a particular security or type of security.

Investors should consider the investment objectives, risks, charges and expenses of a mutual fund carefully before investing. A mutual fund's prospectus contains this and other information about the mutual fund. Prospectuses are available through www.scottrade.com or through a Scottrade branch office. The prospectus should be read carefully before investing. No transaction fee (NTF) funds and Load Waived funds are subject to the terms and conditions of the program. Scottrade is compensated by the funds participating in these programs through recordkeeping, shareholder, or SEC 12b-1 fees.

Investors should consider the investment objectives, charges, expense, and unique risk profile of an Exchange Traded Fund (ETF) carefully before investing. Leveraged and Inverse ETFs may not be suitable for long-term investors and may increase exposure to volatility through the use of leverage, short sales of securities, derivatives and other complex investment strategies. A prospectus contains this and other information about the ETF and should be obtained from the issuer. The prospectus should be read carefully before investing.

Margin trading involves interest charges and risks, including the potential to lose more than deposited or the need to deposit additional collateral in a falling market. The Margin Disclosure Statement and Agreement (PDF) is available for download, or it is available at one of our branch offices. It contains information on our lending policies, interest charges, and the risks associated with margin accounts.

Options involve risk and are not suitable for all investors. Detailed information on our policies and the risks associated with options can be found in the Scottrade Options Application and Agreement, Brokerage Account Agreement, and by downloading the Characteristics and Risks of Standardized Options and Supplements (PDF) from The Options Clearing Corporation, or by requesting a copy from a Scottrade branch office. Supporting documentation for any claims will be supplied upon request.

The Scottrade® Daily Market Commentary Series and the Scottrade® Strategy Series are produced by Learning Markets, LLC. The materials presented are being provided to you for educational purposes only. Scottrade, Inc. and its affiliates have not created and are not responsible for such materials. The content of such materials has not been adopted, endorsed or approved by Scottrade or its affiliates. The content was created and is being presented by an independent party not employed by or affiliated with Scottrade or its affiliates. The information presented or discussed is not a recommendation or an offer of, or solicitation of an offer by, Scottrade or its affiliates to buy, sell or hold any security or other financial product or an endorsement or affirmation of any specific investment strategy. You are fully responsible for your investment decisions. Your choice to engage in a particular investment or investment strategy should be based solely on your own research and evaluation of the risks involved, your financial circumstances and your investment objectives. Scottrade and its affiliates are not offering or providing, and will not offer or provide, any advice, opinion or recommendation of the suitability, value or profitability of any particular investment or investment strategy.

Market volatility, volume, and system availability may impact account access and trade execution.

Testimonials may not be representative of the experience of other clients and are no guarantee of future performance or success.

Scottrade® and the Scottrade® logo are the registered trademarks of Scottrade, Inc. and its affiliates.

© 2013 Scottrade, Inc. All rights reserved.